David James Reviews & Contacts, Chief Legal and Risk Officer

Practice

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Practice area: Securities offerings, Personal injury, Family, Estate planning, Free Consultation (30 minutes)

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About

Proven leader, manager and senior mutual fund attorney with over 19 years of 1940 Act experience. Throughout my career, I have passionately worked to solve legal problems that meet my client's business goals. During the past 19 years, I have worked extensively on all phases of mutual funds from their creation, organization, exemptive relief, registration, and liquidation/merger. I am extremely comfortable in the board room and serve as secretary, chief legal officer, code of ethics compliance and AML officer for many mutual fund families. During my career, I have created many mutual fund complexes including master-feeder structures, fund of hedge funds, liquid alt-multi-manager funds and ETFs. I thrive in consulting/sales and enjoy helping clients design their investment pool products. I have managed people most of my 19 years and enjoy teaching and mentoring younger attorneys and paralegals. I am a relational leader who is very comfortable working with upper-management, clients and their boards. I bring passion, energy and humor to all my teams, projects and client relationships.

Contact

Address: 269 Green Street, Northborough, MA, USA

LinkedIn: https://www.linkedin.com/in/davidjames-dj/

Avvo: https://www.avvo.com/attorneys/01532-ma-david-james-1930936.html

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