Alex Schmidt

Alex Schmidt

Associate, Lubiner, Schmidt & Palumbo

Accurate profile (2 sources)

Practice

Rating 4.43 stars 2 Reviews, 0 Recommendations

Practice area: Securities and investment fraud

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About

I specialize in broker dealer and securities law. I provide legal counsel to broker dealers and investment advisors, as well as investors seeking to pursue a claim in litigation or more likely through FINRA arbitration.  Prior to law school, I worked for a number of years as a Series 7 broker and Series 66 investment advisor. My practice area also focuses on regulatory inquiries and investigations, from FINRA, the SEC, as well as the New Jersey Bureau of Securities. I also handle employment related legal issues pertaining to financial advisors and registered representatives such as the Broker Protocol, FINRA expungement, and FORM U5 Reformation.

Contact

Address: 123 north union ave Suite 305, cranford, NJ, USA

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